SEC Initiates Crackdown on Money Laundering and Fraudulent Activities
The Securities and Exchange Commission (SEC) of Thailand is intensifying its enforcement efforts and expanding proactive measures to prevent the country’s capital market and digital asset ecosystem from becoming avenues…
SEC Strengthens Regulations on Margin Loans
The Securities and Exchange Commission (SEC) has implemented new regulations aimed at reducing systemic risks associated with margin loan activities. These rules prohibit securities firms and derivatives operators from extending…
SEC Urges Thai Banks to Strengthen Account Verification and Enhance Fraud Prevention Measures
Photo Credit: Chanat Katanyu The Securities and Exchange Commission (SEC) has called on Thai banks to tighten their account opening procedures and implement stricter Know Your Customer (KYC) standards, emphasizing…
Pichai Endorses Decree for Rapid SEC Penalties
Finance Minister Pichai Chunhavajira has pledged to advocate for an emergency decree that would enhance the Securities and Exchange Commission’s (SEC) authority to penalize offenders swiftly. During his keynote address…
SEC Raises Concerns About Fraud
The Securities and Exchange Commission (SEC) has cautioned investors to be vigilant when dealing with unlicensed operators selling securities, derivatives, and digital assets, including foreign entities, as they may be…
First Bitcoin Exchange-Traded Fund (ETF) Approved by Thai SEC
The approval from Thailand’s Securities and Exchange Commission has greenlit One Asset Management to introduce the inaugural spot Bitcoin exchange-traded fund (ETF) in the country, tailored specifically for affluent and…
SEC imposes civil penalties on 14 individuals for price manipulation
The Securities and Exchange Commission (SEC) has levied financial penalties and trading restrictions on 14 individuals for manipulating the share prices of The Steel Public Company Limited (THE). These individuals…
SEC to Limit Entry to Unauthorized Providers of Digital Asset Services
The Securities and Exchange Commission (SEC) has joined hands with the Ministry of Digital Economy and Society (DE) and various other relevant agencies to limit access to unauthorized digital asset…
The Securities and Exchange Commission (SEC) notifies that investors conducting High-Frequency Trading (HFT) program trading must submit an application for registration.
The meeting of the Securities and Exchange Commission (SEC) has resolved to approve the additional details regarding investor confidence enhancement measures previously approved. These measures aim to develop and enhance…
The SEC approves crypto for exchange traded funds
The Securities and Exchange Commission (SEC) has granted approval for asset management firms to introduce private funds dedicated to investing in Bitcoin Exchange-Traded Funds (ETFs) listed on US exchanges. This…